Solutions · AML L1 Agent
One agent for your entire L1 layer. TM investigation, sanctions and PEP screening, adverse-media adjudication, EDD periodic reviews. Every decision is cited and built to be QA'd.
TODAY
Examiners don't allow auto-approval. So whatever clears your alert and screening backlog has to be reviewable, defensible, and re-runnable case by case.
Offshore L1 teams produce narratives that look identical across customers and typologies. Examiners notice. Trust erodes one filing at a time.
Regulators won't allow closures without human oversight. So nothing matters if QA can't replay the evidence and validate the call before it ships.
Alerts, sanctions hits, adverse-media matches, and periodic refreshes run on separate vendors and separate workflows. The same customer gets investigated four times, four different ways.
What you get
Every aml l1 agent deployment ships with the same evidence-first reasoning, audit trail, and policy fit as the rest of Roe.
Reads each TM alert with the customer's full history, counterparty graph, and behavioral pattern. Dispositions per your SOP, with the evidence and rule citations attached.
True or false-positive decisions on sanctions, PEP, and adverse-media matches, plus periodic enhanced due-diligence reviews on your high-risk book. One agent, one audit trail, one consistent standard.
Every escalation is fact-grounded in the customer's specific evidence. No two narratives read alike. Each one stands up to an examiner read-through.
Every closure ships with cited evidence, the SOP step it satisfies, and the prior cases it was anchored against. L2 spot-checks in minutes and signs off.
Re-screens your customer book on a configurable cadence. Surfaces only the new material changes, with the diff and the policy mapping ready for review.
Sits on top of your existing TM, screening, and case-management stack. No rip-and-replace, no new pane for analysts to learn, no migration project.
How it works
Roe ingests the TM alert, screening match, or EDD trigger together with the customer's full history, prior cases, and your active policy.
Pulls transaction patterns, counterparties, public records, sanctions sources, and adverse media. Reasoning is logged step by step.
Closes or escalates with a cited, SAR-ready narrative posted back to your case manager. QA replays the evidence and signs off before it ships.
TM, screening, EDD, periodic reviews
Closures with cited evidence for QA
Median time to disposition